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NEW QUESTION: 1
In the SAP HANA studio, which of the following enables you to identify the memory consumption of loaded tables?
A. SYS.M_TABLES
B. System Information tab of the Administration editor
C. SYS.M_CS_TABLES
D. Load subtab of the Performance tab of the Administration editor
Answer: D
NEW QUESTION: 2
Which of the following statement (s) is/are true about the rate risk?
A. Only option A
B. Interest risk is the uncertainty associated with changes in interest rates, the possibility of loss resulting from increases in interest rates.
C. Option A & B both
D. Interest risk refers to the tendency of security prices, especially fixed income securities, to move inversely with changes in the rate of interest.
Answer: C
NEW QUESTION: 3
MoeMoney Investment Advisers uses the services of two broker-dealers exclusively when it executes trades for its clients' accounts. The larger of the two broker-dealers provides MoeMoney with research from its analyst department in return for the business and also serves as the custodian for some of MoeMoney's clients' accounts. The smaller of the two broker-dealers picks up the utility bill for MoeMoney.
MoeMoney is careful to disclose this form of "soft dollar" compensation to its clients.
Is it in violation of any securities laws?
A. Yes. Investment advisers are required to use more than two broker-dealers when executing trades on its clients' accounts.
B. Yes. Although investment advisers are permitted to receive some forms of soft dollar compensation from broker-dealers with which it has a relationship, such as research or custodial services, other forms of soft dollar compensation, including the payment of overhead expenses,are prohibited.
C. No. Investment advisers are entitled to receive soft dollar compensation from broker-dealers with which it has a relationship as long as they disclose this to their clients.
D. Yes. Investment advisers are prohibited from receiving any soft dollar compensation whatsoever.
Answer: B
Explanation:
Explanation/Reference:
Explanation: Yes. MoeMoney is in violation of securities laws in accepting payment of its utility bills for directing business to the smaller broker-dealer because this form of soft dollar compensation is prohibited.
Some forms of soft dollar compensation are permitted, such as the research and custodial services MoeMoney receives from the larger broker-dealer, but the payment of any office overhead expense is not.
Allowed soft dollar compensation is deemed to benefit both the investment adviser and its clients; soft dollars that seem to benefit only the adviser are not allowed.
NEW QUESTION: 4
Which of the following is NOT a valid objective of testing?
A. Gaining confidence that the system is fit-for-purpose
B. Investigating and fixing defects in the software under test
C. Providing information for stakeholders' decision making
D. Preventing defects from being introduced into the code
Answer: C
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