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NEW QUESTION: 1
Assume you are the portfolio manager for your training company. It decided to implement portfolio management in a major way to ensure it remained competitive in the changing market and could offer a variety of methods to deliver courses rather than only in a face-to-face setting. The company set up a Portfolio Management Group, and you are responsible for providing information on portfolio status and then providing information to those interested stakeholders about the Board's decisions. You want to make sure the reports meet stakeholder requirements. After performing a detailed communications requirements analysis, you found it interesting that stakeholders wanted information about:
A. Benefit realization
B. Portfolio infrastructure costs
C. Changes in the roadmap
D. Goal achievement
Answer: D
NEW QUESTION: 2
When complying with Standard IV (B.3) - Fair Dealing, there are certain points one should be sure to address when establishing compliance procedures. Which of the following points is NOT mentioned in the Standards of Practice Handbook?
A. Establish procedures for determining material change.
B. Disclose levels of service.
C. Be flexible on the time frame between decision and dissemination.
D. Limit the number of people involved.
E. Publish personnel guidelines for predissemination.
F. Establish control over trading activity.
G. Simultaneous dissemination.
Answer: C
Explanation:
Explanation/Reference:
Explanation:
Members have an obligation to ensure that their firms establish compliance procedures requiring all employees who disseminate investment recommendations or actions to treat clients fairly. The number of people privy to an investment recommendation should be limited. The amount of time that lapses between the decision and the dissemination of the recommendation should be shortened. Guidelines must be established to prohibit persons who have prior knowledge from discussing a pending recommendation.
Trading activities should be monitored and controlled. Procedures should be established to determine whether a change in an investment recommendation is considered material. The organization should disclose to firms whether or not it offers two or more levels of service to clients for the same or different fees.
NEW QUESTION: 3
You are the business analyst for a smaller project where there are few requirements. Management would still like you to create a method to trace the few requirements for this project. What type of matrix would be best in this instance?
A. Requirements trace matrix
B. Roles and responsibility matrix
C. RACI matrix
D. Coverage matrix
Answer: D
Explanation:
Explanation/Reference:
Explanation:
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