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Vendor: IIA

Exam Code: IAA-IAP Dumps

Questions and Answers: 104

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NEW QUESTION: 1
Which explains a use of the risk management policy in the identify context' step?
A. Identifies changes to the organization's market
B. Describes how corporate governance will affect the risk management process
C. Understand the maximum amount of risk that should be taken
D. Identifies how past events could become sources of risk
Answer: C

NEW QUESTION: 2
The AGRO Mutual Fund invests in aggressive growth stocks of midcap corporations. The fund is running an advertisement on the radio that informs the listeners that AGRO earned a 22% return last year while the S&P 500 Index returned only 10%. The ad also contains information regarding how an interested investor can contain a fund prospectus.
Has AGRO violated any securities laws with this advertisement?
A. Yes. Although AGRO provided the return on the S&P 500 as well as its own return, the S&P 500 Index is comprised of average risk stocks and is not an appropriate benchmark for AGRO to use.
B. No. In addition to providing the listeners with its own return last year, AGRO appropriately provided the listeners with a benchmark return; thus there has been no violation of any laws.
C. No. This would be considered a generic advertisement and not an offer to sell.
D. Yes. AGRO is required to provide information on the specific investments it made to earn that 22% return, given that the return is unusually high.
Answer: A
Explanation:
Explanation/Reference:
Explanation: Yes. When AGRO runs an advertisement that informs the listeners that it earned a 22% return last year while the S&P 500 Index returned only 10%, it has violated securities laws because although the fund provided the return on the S&P 500 as well as its own return, it failed to mention that the S&P 500 Index is comprised of large company stocks of average risk, which is not an appropriate benchmark for AGRO to use. The appropriate index is one comprised of similar stocks, such as the Russell Mid-Cap Growth Index. Furthermore, any advertisement referencing past returns must contain a statement that past performance is not indicative of future performance.

NEW QUESTION: 3
多国籍企業には、多くの法人と複雑な組織構造があります。
会社の経営者は、効率を改善するために組織階層を設定したいと考えています。
組織階層の作成を支援する必要があります。
組織階層を作成するには、どの順序でアクションを実行することをお勧めしますか?回答するには、すべてのアクションをアクションのリストから回答エリアに移動し、正しい順序に並べます。

Answer:
Explanation:

Explanation

References:
https://docs.microsoft.com/en-us/dynamics365/unified-operations/fin-and-ops/organization-administration/tasks/


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