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NEW QUESTION: 1
DRAG DROP
Answer:
Explanation:
NEW QUESTION: 2
Review the definition of the phone_list view.
CHEATE OR REPLACE
ALGORITHM=MERGE
DEFINER= 'root'@localhost'
SQL SECURITY DEFINER
VIEW 'phone_list' AS
SELECT
e . id as id
'e . first_name AS 'first_name'
'e . last_name AS 'last_name'
'coalesce ( ph1.phone_no, '--') AS 'office_no'
'coalesce (ph2 .phone_no, '--') AS 'cell_no'
FROM employees e
LEFT JOIN employee_phone ph1
ON ph1.emp_id = e.id AND ph1.type = 'office'
LEFT JOIN employee_phone ph2
ON ph2 .emp_id = e.id AND ph2 .type = 'mobile'
The tables employees and employee_phone are InnoDB tables; all columns are used in this view.
The contents of the phone_list view are as follows:
Mysql> select * from phone_list;
1 row in set (0.00 sec)
Which method can you use to change the cell_no value to '555-8888' for John Doe?
A. INSERT INTO employee_phone (emp_id, phone_no, type) VALUES (1, '555-8888','mobile');
B. UPDATE phone_list SET cell_name '555-8888' WHERE first_name= 'John' and last_name= 'Doe';
C. UPDATE employee_phone SET phone_no= '555-8888' where emp_id=1;
D. DELETE FROM phone_list WHERE first_name= 'John' and last_name= 'Doe'; INSERT INTO phone_list (first_name, last_name, office_no, cell_no) VALUES ('John' , 'Doe' , 'x1234' , '555-8888);
Answer: A
NEW QUESTION: 3
Answer:
Explanation:
Explanation
NEW QUESTION: 4
GoForBroke Broker-Dealers has distributed a list of ten mutual funds that it suggests are top-notch funds worthy of recommendation by GoForBroke's agents. Coincidentally, all the funds on this list also happen to be those that execute the majority of their trades through GoForBroke.
Is GoForBroke in violation of any FINRA rules?
A. Yes. By distributing a list naming specific funds that coincidentally all happen to execute a lot of trades through GoForBroke, the broker-dealer is violating FINRA's anti-reciprocal rule.
B. No. GoForBroke only distributed a list of fund names; it did not offer its agents any form of additional compensation for selling the funds on that list.
C. Yes. GoForBroke is prohibited from selling shares of mutual funds that execute their trades through the broker-dealer. This rule is in place to avoid conflicts of interest.
D. No. As long as the list consists of more than five funds, GoForBroke has not violated any FINRA rules.
Answer: A
Explanation:
Explanation/Reference:
Explanation: Yes. By distributing a list naming specific funds that coincidentally all happen to execute a lot of trades through GoForBroke, the broker-dealer is violating FINRA's anti-reciprocal rule. Even though GoForBroke does not appear to be offering its agents any additional compensation for selling shares of these funds, it is promoting them above other funds that aren't conducting as many trades through the broker-dealer. Recommendations should be based on a specific client's needs, not on the money the fund generates for the broker-dealer. There is no rule that prohibits a broker-dealer from selling shares of mutual funds that execute their trades through them.
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