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NEW QUESTION: 1
Which of the following practices would be prohibited in connection with the sale of investment company
shares?
I. selling a client shares of a load stock fund when a no load stock fund with the same investment
objective exists
II. selling the client shares of five S&P 500 Index mutual funds, offered by different fund families
III. encouraging a client to swap his money between two funds in the same family without informing him
that this creates a taxable event
A. I, II, and III
B. I and II only
C. II and III only
D. I and III only
Answer: C
Explanation:
The scenarios described in Selections II and III only would be prohibited. Five S&P 500
Index mutual funds, even if offered by different fund families, all have the same investment
objective-duplicating the returns earned on the S&P 500 Index, and they will be invested in very similar
stocks. Therefore, the client is getting little or no more diversification of risk by investing in five funds over
investing in just one. The agent is just getting richer from more commissions. Encouraging a client to
swap his money between two funds in the same family without informing the client that this creates a
taxable event is not providing the client with "full and fair disclosure." It may well be in the client's best
interest to make the switch, but he needs to be made aware of the tax consequences. It is not necessarily
prohibited to sell a client shares of a load stock fund when a no load stock fund with the same investment
objective exists as long as the agent believes that the load stock fund is a better investment for his client.
NEW QUESTION: 2
A customer has built a new computer. However, the computer will not POST. The customer calls the help desk to dispatch a technician, who examines the build and tests the power supply. The power supply tests as good. Which of the following should the technician do NEXT?
A. Check the 12V 4-pin connector
B. Flash the BIOS
C. Replace the motherboard
D. Reseat the RAM.
Answer: D
NEW QUESTION: 3
개발자가 10 분마다 AWS Lambda 함수를 호출해야하는 서버리스 애플리케이션을 작성 중입니다.
기능을 트리거하는 자동화 된 서버리스 방법은 무엇입니까?
A. Lambda 함수를 호출하기 위해 정기적으로 트리거하는 Amazon CloudWatch Events 규칙을 생성합니다.
B. Lambda 함수에 대해 PERIOD라는 환경 변수를 구성하십시오. 값을 600으로 설정하십시오.
C. Linux 기반 Amazon EC2 인스턴스를 배포하고 Lambda 함수를 주기적으로 호출하는 명령을 추가하여 / etc / crontab 파일을 편집하십시오.
D. 600 초 타이머로 Lambda 함수에 가입 한 Amazon SNS 주제를 만듭니다.
Answer: A
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