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Vendor: FINRA

Exam Code: SIE Dumps

Questions and Answers: 104

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NEW QUESTION: 1
An IT auditor has recently discovered that because of a shortage of skilled operations personnel, the security administrator has agreed to work one late night shift a week as the senior computer operator. The most appropriate course of action for the IT auditor is to:
A. Agree to work with the security officer on these shifts as a form of preventative control.
B. Review the system log for each of the late night shifts to determine whether any irregular actions occurred.
C. Develop a computer assisted audit technique to detect instances of abuses of the arrangement.
D. Inform senior management of the risk involved.
Answer: D

NEW QUESTION: 2
A customer is considering an upgrade of their networking infrastructure with HPE FlexFabric 5940 series switch.
Match the fan tray option with the airflow direction.

Answer:
Explanation:


NEW QUESTION: 3
Which of the following is not a sign of union organizing activity by employees?
A. The use of union terms at an all-employee meeting
B. An increase in employee groupings in the parking lot
C. An employee complaining of harassment by a co-worker
D. An increase in requests for copies of the employee handbook
Answer: C
Explanation:
Answer option D is correct.Unusual activity related to employee meetings (C), complaints against supervisors, the sudden use of union terms (B), and an increased interest in employee benefits (A) are all signs of potential union activity. Chapter: Employee and Labor Relations Objective: Review Questions


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