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Vendor: FINRA

Exam Code: SIE Dumps

Questions and Answers: 104

Product Price: $69.00

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NEW QUESTION: 1
Your customer has a complex financial reporting structure.
Which three elements should you define first in order to form basis for this reporting?
A. Tax, Legal, and Industry
B. Managerial, Operational, and Industry
C. Legal, Managerial, and Functional
D. Legal, Autonomy, and Operational
Answer: C
Explanation:
Explanation
https://docs.oracle.com/cd/E36909_01/fusionapps.1111/e37378/F533074AN11216.htm

NEW QUESTION: 2
Which of the following is BEST described by the definition below?
"They are heavy influencers of the likelihood and impact of risk scenarios and should be taken into account during every risk analysis, when likelihood and impact are assessed."
A. Risk event
B. Risk analysis
C. Explanation:
Risk factors are those features that influence the likelihood and/or business impact of risk
scenarios. They have heavy influences on probability and impact of risk scenarios. They should be
taken into account during every risk analysis, when likelihood and impact are assessed.
D. is incorrect. A risk analysis involves identifying the most probable threats to an
organization and analyzing the related vulnerabilities of the organization to these threats. A risk
from an organizational perspective consists of:
Threats to various processes of organization.
Threats to physical and information assets.
Likelihood and frequency of occurrence from threat.
Impact on assets from threat and vulnerability.
Risk analysis allows the auditor to do the following tasks:
Identify threats and vulnerabilities to the enterprise and its information system.
Provide information for evaluation of controls in audit planning.
Aids in determining audit objectives.
Supporting decision based on risks.
E. Risk factors
F. is incorrect. The enterprise must consider risk that has not yet occurred and should
develop scenarios around unlikely, obscure or non-historical events.
Such scenarios can be developed by considering two things:
Visibility
Recognition
For the fulfillment of this task enterprise must:
Be in a position that it can observe anything going wrong
Have the capability to recognize an observed event as something wrong
G. Obscure risk
Answer: E
Explanation:
is incorrect. A risk event represents the situation where you have a risk that only occurs
with a certain probability and where the risk itself is represented by a specified distribution.

NEW QUESTION: 3
DRAG DROP
You are managing a SharePoint website.
You need to add a search service component to the search topology.
Which three actions should you perform in sequence? (To answer, move the appropriate actions from the list of actions to the answer area and arrange them in the correct order.) Select and Place:

Answer:
Explanation:

Explanation/Reference:
Note:
* To make any changes to the search topology in a search installation that has items in the search index, you first have to create a new topology object. You modify this new topology object, a clone of the active topology, by adding or removing search components. After you have made the changes to the clone topology object, you make the clone the active topology.
* SharePoint 2013 uses the web-based interface to show the current status of the topology. You change the topology by using Windows PowerShell.
* The New-SPEnterpriseSearchServiceApplication adds a search service application to a farm This cmdlet is used when the search functionality is first configured or when a new shared search application is added to a farm. SPEnterpriseSearchServiceApplication represents a self-contained aggregation of indexed content and properties available for search, and provides an anchor class for setting global search properties. A farm can include multiple search service applications.
Reference:https://technet.microsoft.com/en-us/library/jj862354.aspx


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