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Vendor: FINRA

Exam Code: SIE Dumps

Questions and Answers: 104

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NEW QUESTION: 1
Which two statement about the Cisco Any Connect VPN Client are true?(Choose two)
A. To improve security, keep alives are disabled by default.
B. It enable users to manage their own profiles.
C. By default, DTLS connections can fall back to TLS.
D. It can use an SSL tunnel and a DTLS tunnel simultaneously.
E. It can be configured to download automatically without prompting the user.
Answer: D,E

NEW QUESTION: 2
Jamison is a junior research analyst with Howard & Howard, a brokerage and investment banking firm.
Howard & Howard's mergers and acquisitions department has represented the Britland Company in all of its acquisitions for the past 20 years. Two of Howard & Howard's senior officers are directors of various Britland subsidiaries. Jamison has been asked to write a research report on Britland. What is the best course of action for her to follow?
A. Jamison may write the report but must refrain from expressing any opinions because of the special relationships between the two companies.
B. Jamison may write the report if she discloses the special relationships with the company in the report.
C. Jamison may write the report so long as the officers agree not to alter it.
D. Jamison should not write the report because the two Howard officers are constructive insiders.
Answer: B
Explanation:
Explanation/Reference:
Explanation:
The question involves Standard IV (B.7), Disclosure of Conflicts to Clients and Prospects. There are two conflicts of interest that must be disclosed: (1) the company is a client of Jamison's employer, (2) two directors of the company are senior officers of her employer. As long as the relationship the analyst's employer has with the company is disclosed, the analyst is not prevented from writing a report. She can or not express opinions, which is irrelevant to her duty to disclose a conflict of interest, which is the relationship between the two companies.

NEW QUESTION: 3
Joe, a client, wants to allow only specific portable devices to connect to his wireless network. Which of the following methods would BEST accomplish this?
A. Disabling SSID broadcast
B. Directional antennas
C. MAC filtering
D. Lower radio power levels
Answer: C


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