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Vendor: FINRA

Exam Code: SIE Dumps

Questions and Answers: 104

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NEW QUESTION: 1
Eine Organisation hat einen Ersatz-Mainframe-Computer gekauft, um den gestiegenen Geschäftsanforderungen gerecht zu werden. Welche der folgenden Punkte sollte das Hauptanliegen eines IS-Auditors sein?
A. Die Beschaffung liegt im geplanten Budget für das Jahr.
B. Angemessene Ausschreibungsbewertungsverfahren wurden befolgt.
C. Der Disaster Recovery-Plan wurde überprüft und aktualisiert.
D. Anwendungszugriffskontrollen sind angemessen.
Answer: A

NEW QUESTION: 2
プロジェクトマネージャーは、トップマネジメントの幹部と会い、プロジェクトステータスレポートを提示しています。 最高情報責任者(CIO)およびその他の幹部は、会議に時間がかかりすぎており、プロジェクトの進捗状況に関する概要情報を提供していないと不満を述べています。
プロジェクトマネージャーが提示する必要があるのは次のうちどれですか?
A. プロジェクトのスケジュール
B. プロジェクトのマイルストーン
C. プロジェクトの問題
D. プロジェクトダッシュボード
Answer: D

NEW QUESTION: 3
What is a method of placement that can be used by a money launderer in a deposit taking institution?
A. Depositing cash into the money launderer's account
B. Withdrawing large amounts of cash from the money launderer's account
C. Sending a large number of funds transfers between accounts
D. Depositing cashier's checks and money orders into the money launderer's account
Answer: D


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