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NEW QUESTION: 1
If a reportable condition might result in a material misstatement of financial statements, then it must be noted as a:
A. Material weakness
B. Adverse condition
C. Revised situation
D. Unqualified report
Answer: A
NEW QUESTION: 2
회사는 Amazon EMR 플랫폼에 대한 비용 인식을 개선하고자 합니다. 회사는 각 팀의 Amazon EMR 사용에 대한 예산을 할당했습니다. 예산 한도에 도달하면 예산 사무실의 배포 목록으로 전자 메일로 알림을 보내야 합니다. 팀은 현재까지 EMR 클러스터 비용을 볼 수 있어야 합니다. 솔루션 아키텍트는 다중 계정 환경에서 정책을 사전에 중앙에서 시행 할 수있는 솔루션을 만들어야 합니다.
솔루션 아키텍트가 이러한 요구 사항을 충족시키기 위해 수행해야 하는 단계 조합은 무엇입니까? (2 개 선택)
A. 시작시 실행되는 EMR 부트 스트랩 조치를 작성하여 비용 탐색기 API를 호출하여 GetCostForecast 및 NotificationsWithSubscribers 조치로 클러스터 예산을 설정하십시오.
B. NotificationsWithSubscribers 속성과 함께 AWS :: Budgets :: Budget :: resource를 포함하도록 AWS ClouddFormation 템플릿을 업데이트 하십시오.
C. Amazon EMR 사용을 위한 Amazon CloudWatch 대시 보드 구현
D. 각 팀마다 AWS 서비스 카탈로그 포트폴리오를 만듭니다. 각 팀의 Amazon EMR 클러스터를 AWS Cloud Formation 템플릿으로 서비스 카탈로그 포트폴리오에 제품으로 추가하십시오.
E. 청구를 위한 Amazon CloudWatch 지표를 생성합니다. 비용이 예산 한도를 초과 할 때 맞춤 알림을 만듭니다.
Answer: D,E
NEW QUESTION: 3
Ein Datenbankadministrator ist verantwortlich für:
A. Festlegung von Grundregeln zur Gewährleistung der Datenintegrität und -sicherheit.
B. Erstellen der logischen und physischen Datenbank.
C. Definieren des Datenbesitzes.
D. Festlegung von Betriebsstandards für das Datenwörterbuch.
Answer: B
Explanation:
Erläuterung:
Ein Datenbankadministrator ist für die Erstellung und Steuerung der logischen und physischen Datenbank verantwortlich. Die Festlegung des Dateneigentums obliegt dem Leiter der Benutzerabteilung oder der obersten Leitung, wenn die Daten der Organisation gemeinsam sind. Das IS-Management und der Datenadministrator sind für die Festlegung der Betriebsstandards für das Datenwörterbuch verantwortlich. Die Festlegung von Grundregeln zur Gewährleistung der Datenintegrität und -sicherheit im Einklang mit der Unternehmenssicherheitsrichtlinie ist eine Aufgabe des Sicherheitsadministrators.
NEW QUESTION: 4
GoForBroke Broker-Dealers has distributed a list of ten mutual funds that it suggests are top-notch funds
worthy of recommendation by GoForBroke's agents. Coincidentally, all the funds on this list also happen
to be those that execute the majority of their trades through GoForBroke. Is GoForBroke in violation of
any FINRA rules?
A. Yes. By distributing a list naming specific funds that coincidentally all happen to execute a lot of trades
through GoForBroke, the broker-dealer is violating FINRA's anti-reciprocal rule.
B. No. GoForBroke only distributed a list of fund names; it did not offer its agents any form of additional
compensation for selling the funds on that list.
C. Yes. GoForBroke is prohibited from selling shares of mutual funds that execute their trades through the
broker-dealer. This rule is in place to avoid conflicts of interest.
D. No. As long as the list consists of more than five funds, GoForBroke has not violated any FINRA rules.
Answer: A
Explanation:
Yes. By distributing a list naming specific funds that coincidentally all happen to execute a lot
of trades through GoForBroke, the broker-dealer is violating FINRA's anti-reciprocal rule. Even though
GoForBroke does not appear to be offering its agents any additional compensation for selling shares of
these funds, it is promoting them above other funds that aren't conducting as many trades through the
broker-dealer. Recommendations should be based on a specific client's needs, not on the money the fund
generates for the broker-dealer. There is no rule that prohibits a broker-dealer from selling shares of
mutual funds that execute their trades through them.
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